Assignment for Next Week

Next week we will review Rule 10b-5 and the related issue of Insider Trading.   Insider Trading is a court-made rule.  You cannot understand insider trading without reading the cases.  Two of the cases are criminal proceedings against the alleged inside trader.  

Class 9      10/4-5/16  Trading in Shares…………………………………………………………………. 805-952

Rule 10b-5

Insider Trading

SEC v. Texas Gulf   846

Chiarella v. US   858

US v. O’Hagan    871

Dirks v. SEC    887

One thought on “Assignment for Next Week

  1. Are we to brief these cases? Sorry I was not in class and a classmate had aid that. On briefs were assigned. So I’m a little confused.

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